Database Issues
H.R. 354: Joint Library Letter
Regarding H.R. 354, Collections of Information Antipiracy Act
April 1, 1999
The Honorable Howard Coble
Chair, Subcommittee on Courts and Intellectual Property
B-351A Rayburn House Office Building
Washington, DC 20515-6219
Dear Mr. Chairman,
This letter is in response to the request made at the March 18
hearing on H.R. 354, for a review of the Administration's testimony
on the "Collections of Information Antipiracy Act." We very much
appreciate the opportunity to provide additional comment on the
legislation on behalf of five of the Nation's library associations.
The library associations agree with the Administration position
that there is a need for legal protection against commercial misappropriation
of collections of information where other legal protections and
remedies are inadequate and that there should be effective legal
remedies against "free-riders." In addition, we agree that as drafted,
provisions in H.R. 354 are "too broad" and accomplish much more
than targeting "troubling acts of commercial misappropriation."
Overall, the library associations agree with the majority of the
Administration's comments on H.R. 354. Most of the concerns with
H.R. 354 raised by the Administration mirror those included in our
testimony on the legislation. We believe that the six principles
articulated in the Administration statement propose a balanced approach
to additional protections for databases. The problems enumerated
by the Administration address most of the significant but not all
of the concerns of the library associations and others in the not-for-profit
sectors. These concerns are detailed in much of the testimony by
representatives of the library, higher education, and scientific
and research communities during the March 18 hearing. We find that
the Administration's proposed changes are extremely helpful, though
several do not fully address the complexity of selected issues.
Key issues are listed below.
1) Breadth of legislation:
The Administration notes that section 1402 is overly broad and the term
"use" is "simply too broad and ambiguous." The Administration suggests
that a focus on conduct such as "troubling acts of commercial misappropriation"
is more appropriate. The Administration further suggests that the term
distribution be used in lieu of "use," and that the concepts of actual
and potential market are problematic.
We completely agree with the Administration that the section is too
broad and that the legislation should target inappropriate conduct, e.g.
commercial free-riding. The Administration suggested a revision of substituting
"distribution" for "use" that would improve the legislation. We share
the concern that terms such as extraction and use are problematic. There
are a number of ways by which these concerns could be addressed which
merit further discussion and review. For example, one revision which solves
part of this problem was included in Dr. Phelps' statement.
2) Government Information:
The library associations and our members have a long history of working
with the federal government in support of preserving access to government
data. The Administration testimony identifies some of the thorniest and
most complex issues raised by the legislation such as "data capture" or
government databases mandated by statute that include private sector data.
The notion of urging agencies to comply is noteworthy as is disclosure
of source but more consideration of these issues is required. The Administration
statement notes that in the context of the recent revision to Circular
A-110, uniform access requirements on government agencies are not recommended.
Indeed, this revision has proven to be highly controversial thus any statutory
changes in this arena should be subject to congressional hearings and
debate.
3) Sole Source:
The Administration identifies issues relating to sole source databases
as problematic and worthy of addressing. We understand that tackling this
issue is extremely difficult but believe that as the Administration notes,
"it will be important that any database protection legislation incorporate
provisions that guard against the possibility that sole source database
providers will employ their new rights to the detriment of competition
in related markets."
The alternative draft bill, the "Database Fair Competition and Research
Promotion Act of 1999" placed in the Congressional Record by Sen. Hatch
addresses the issue of sole source. Further evaluation of the different
approaches would be helpful.
4) Duration of Protection:
We agree with the Administration that "there is no single, optimal term
of protections for the wide range of products subject to protections as
'databases' or 'collections of information.'" We continue to be concerned
that a 15-year term of protection may be excessive. As noted by the Federal
Trade Commission in their review of H.R. 2652, the predecessor to H.R.
354, "it is unclear that a 15-year term is necessary in order to protect
incentives to produce all types of databases." The useful commercial life
of some data, like stock prices, can expire in a matter of hours, if not
minutes.
Like the Administration, we believe that there is a significant risk
that language in H.R. 354 could result in the perpetual protection of
a database or collection of information. We agree that a deposit system
may be unwieldy and raises a number of economic concerns. The Administration's
suggestion of, for example making older versions of a database publicly
available, is a step in the right direction but given the complexity of
this issue, additional consideration is necessary.
5) Reasonable Uses:
The inclusion of new language for "reasonable uses" in H.R. 354 is a modest
step in the right direction in addressing a serious concern of the library
and education community and the Administration. As noted by the Administration,
the library associations, and Dr. Phelps, the provision as drafted falls
short of what is required to continue to conduct a wide range of currently
reasonable and customary research and education activities. The Administration
did not address several issues, in particular, the phrase "individual
acts," which is extremely problematic. As H.R. 354 moves through the legislative
process, it will be important to examine the full range of concerns such
as those noted above.
6) OSP Liability:
The Administration statement does not address issues of online service
provider liability. The alternative draft bill, the "Database Fair Competition
and Research Promotion Act of 1999" and Senator Hatch's Discussion Draft
both include a provision that exempts online service providers from liability.
Comparable provisions are needed in H.R. 354.
7) Alternative Proposals:
We do not agree with the Administration statement that the "minimalist"
approach taken in the draft bill, the "Database Fair Competition and Research
Promotion Act of 1999" "appears to only bar misappropriation of an entire
database." We believe that an opportunity to fully examine all approaches
to commercial misappropriation of collections of information would be
productive.
We look forward to working with Members of the Subcommittee on
this legislation. Please let me know if there is additional information
that we can provide.
Sincerely,
James G. Neal
Dean, University Libraries
Johns Hopkins University
on behalf of the
American Library Association
Association of Research Libraries
American Association of Law Libraries
Medical Library Association
Special Libraries Association
cc: Members of the Subcommittee on Courts and Intellectual Property